---
canonical: "https://www.softatlas.io/broadridge/products/governance-and-regulatory-compliance"
name: "Governance and Regulatory Compliance"
provider: "Broadridge"
category: "Productivity & Collaboration / Workflow Automation / Business Process Automation"
review_count: 0
ai_powered: false
website: "https://www.broadridge.com/capability/governance-and-regulatory-compliance"
updated: "2026-07-14"
---

# Governance and Regulatory Compliance

By [Broadridge](/broadridge.md)

Broadridge's Governance and Regulatory Compliance solutions help organizations navigate complex regulations, ensuring compliance and security.

## Features
- Ensure compliance with complex regulations
- Provide proxy services for governance
- Facilitate U.S. fund regulatory communications
- Enable fund regulatory reporting and filing
- Support issuer regulatory reporting and filing
- Offer stock transfer agency services

## Built for
OPERATIONS, EXECUTIVES

Source: https://www.softatlas.io/broadridge/products/governance-and-regulatory-compliance